Appropriate management measures | "fit" to speak the new language (2) to choose people and "fit"

Release Time:

2018-05-30 15:27

Editor's note: On July 1, 2017, as an important tool to protect the rights and interests of small and medium-sized investors, the "Measures for the appropriate Management of securities and futures investors" (hereinafter referred to as the "Measures") will be implemented, presumably everyone wants to know what the "Measures" mean for investors, especially small and medium-sized investors? That Xiaobian in this article and everyone talk about.

You know, in the stock market, the types of investors are really rich!

The Measures divide investors into professional investors and ordinary investors. Among them, professional investors mainly include financial institutions and their financial products, social security funds, and legal persons, other organizations or natural persons who meet certain conditions. Investors other than professional investors are ordinary investors.

"A co-worker whom God closes the door will open a window for you." In the market, most investors are ordinary investors. Although called "ordinary investors", but the securities and futures operating institutions (hereinafter referred to as operating institutions) to their appropriate obligations are not at all ordinary ah!

Compared with professional investors with richer investment knowledge and experience, stronger risk identification ability and risk tolerance ability, ordinary investors are often in a weak position in terms of financial strength, information access, professional knowledge, and low risk tolerance and self-protection ability. In order to ensure fairness, the Measures provide that ordinary investors enjoy special protection in terms of information notification, risk warning, and suitability matching.

Next, let's take a look at the story of investor Xiaoyu.

With the experience of the last investment failure, Xiaoyu is more cautious.

The information just mentioned, there are recording or video requirements, it is out of consideration to protect the rights and interests of investors, under the premise of investor classification of special protection measures for ordinary investors, in order to provide appropriate products or services to appropriate investors, is the so-called choice of people and "suitable", "suitable" out of reason.

In addition, the classification of investors in the Measures is not static, and the two types of investors can be converted after meeting certain conditions and going through a certain process. This also reflects the flexibility of the provisions on investor classification in the Measures. For example, professional investors who apply to become ordinary investors can get the same protection as ordinary investors; Ordinary investors who meet the prescribed conditions can become professional investors after applying to the operating institution and obtaining consent, but at this time they will also bear the risks and consequences that may arise from this.

Statement: The above information does not constitute any investment advice and investors should not use this information as a substitute for their independent judgment or make decisions based solely on this information. Shanghai Dingfeng Asset Management Co., Ltd. strives to provide accurate and reliable information, but makes no warranty as to the accuracy or completeness of such information, and assumes no liability for any loss arising or likely to arise from the use of such information.

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